Assigned to FIN                                                                                                                          FOR COMMITTEE

 


ARIZONA STATE SENATE

Phoenix, Arizona

 

FACT SHEET FOR H.B. 2243

 

contract auditors; contingent fees; prohibition

 

Purpose

 

Prohibits the State from hiring contract auditors on a contingency fee basis.

 

Background

 

The Department of Revenue (DOR) contracts persons on a contingent fee basis for the collection of taxes, interest and penalties already due to the State. DOR does not currently contract on a contingent fee basis for auditing purposes except for unclaimed property issues.  DOR states that the contracting of persons on a contingent fee basis for the purpose of unclaimed property issues is a general practice among states.  Fees for persons contracted on a contingent fee basis are calculated based on the amount of taxes collected or assessed.

 

The Arizona Chamber of Commerce (Chamber) is concerned that if auditors were hired on a contingent fee basis, the auditor’s evaluations would be biased because contingent fee auditors are paid a fee based on the amount assessed.   The Chamber believes that contract auditors should be hired on a set fee basis with the exemption of unclaimed property audits.

 

H.B. 2243 prohibits DOR from contracting auditors on a contingency fee basis other than unclaimed property issues.  DOR states that this legislation simply codifies DOR’s long-standing practice of prohibiting contingency fee auditors for transaction privilege tax and income tax issues.

 

There is no anticipated fiscal impact associated with this legislation.

 

Provisions

 

1.      Prohibits DOR from hiring auditors on a contingent fee basis.

 

2.      Allows DOR to hire auditors on a contingency fee basis for the enforcement of unclaimed property provisions.

 

3.      Provides for a general effective date.

 

House Action

 

WM                 2/12/02            DPA    8-0-0-2

CED                3/25/02            DP       8-0-0-2

3rd Read           4/04/02                        55-0-5-0

 

Prepared by Senate Staff

April 11, 2002