Assigned to ED & FIN                                                                                                                     FOR COMMITTEE

 

 


 

ARIZONA STATE SENATE

Phoenix, Arizona

 

FACT SHEET FOR H.B. 2098

 

family college savings program

 

Purpose

 

Retroactive to January 1, 2002, conforms the Arizona family college savings program to comply with changes made to federal law by the Economic Growth and Tax Relief Reconciliation Act of 2001 (EGTRRA).

 

Background

 

One of the Arizona Commission for Postsecondary Education (Commission) responsibilities is to assist in the preparation of students for postsecondary achievement through financial aid program administration.  The Commission administers the Arizona family college savings program (program), which is the State's federally approved savings plan that allows individuals to save for future higher education expenses. Higher education expenses include tuition, fees, supplies, room and board, equipment and books.  

 

Under the program, any person choosing to save for the qualified higher education expenses of another person who is interested in pursuing postsecondary education can open an account to which anyone may contribute.  Account holders may contribute to a designated fund with a deferment of federal income taxes on the investment earnings.  Monies used to pay for the beneficiary’s qualified higher education expenses are exempt from state tax if the designated beneficiaries reside in Arizona.  Funds may be used for qualified expenses at higher education institutions in the United States, including two-year and four-year public or private colleges, universities, community colleges or technical training schools.

 

H.B. 2098, retroactive to January 1, 2002, conforms the program to changes made in federal law by EGTRRA. 

 

The fiscal impact to the state general fund associated with this bill is unknown at this time.

 

Provisions

 

1.      Replaces the definition of “higher education institution” with “eligible education institution,” which as an institution of higher education qualifies under the Internal Revenue Code (IRC).

 

2.      Adds, to the definition of “member of the family,” a person’s first cousin.

 

3.      Includes, in the definition of “qualified higher education expenses,” special needs expenses in the case of a special needs beneficiary incurred in connection with enrollment or attendance.

4.      Removes the current rules and penalties associated with a nonqualified withdrawal from the college savings plan program.

 

5.      Allows a penalty to be imposed when a nonqualified withdrawal is made from a college savings plan account if the penalty is required for purposes of qualifying the program under the IRC. 

 

6.      Allows the Commission to adopt rules to assess penalties and requires such penalties assessed to be paid to the Commission for operating and marketing the program and student financial aid.

 

7.      Clarifies that when the Commission adopts rules, the purpose of establishing a maximum total balance is to forbid contributions to designated beneficiary accounts that could cause the maximum total balance to be surpassed.  

 

8.      Makes conforming, clarifying and technical changes.

 

9.      Contains a retroactivity clause of January 1, 2002.

 

House Action

 

ED                   2/04/02            DP       7-0-0-3-0

WM                 2/12/02            DP       9-0-0-1-0

3rd Read           3/26/02                        58-0-2-0

           

 

Prepared by Senate Staff

April 2, 2002